James Ross Lyall

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Apex Group Fiduciary Services (UK) Limited (no longer approved here)
FRN 448301
- CF11 Money Laundering Reporting (22 Sep 2010 to 31 May 2012)
- CF10 Compliance Oversight (22 Sep 2010 to 31 May 2012)
State Street Bank and Trust Company (no longer approved here)
FRN 170462
- CF11 Money Laundering Reporting (5 May 2006 to 31 May 2012)
- CF10 Compliance Oversight (5 May 2006 to 31 May 2012)
State Street Trustees Limited (no longer approved here)
FRN 186237
- CF1 Director (30 Sep 2002 to 18 Jul 2006)
- CF11 Money Laundering Reporting (30 Sep 2002 to 18 Jul 2006)
- CF10 Compliance Oversight (11 Jul 2002 to 18 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.