Apex Group Fiduciary Services (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
4th Floor140 Aldersgate StreetLondonEC1A 4HYUNITED KINGDOM- Phone
- +442036975353
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Complaints Contact
4th Floor, 140 Aldersgate StreetLondonEC1A 4HYUNITED KINGDOM- Phone
- +442036975353
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Karen Elaine Shackleton
IRN KES01039
- CF30 Customer (since 14 Oct 2024)
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Kieran Matthew Child
IRN KXC00353
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Jan 2024 to 5 Sep 2025)
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Marie Nathalie Johanne Job
IRN MNJ01022
- CF1 Director (AR) (16 Sep 2025 to 2 Mar 2026)
- CF30 Customer (16 Sep 2025 to 2 Mar 2026)
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Martin Charles Schnaier
IRN MCS01164
- CF1 Director (29 May 2014 to 28 Mar 2019)
- CF10 Compliance Oversight (29 May 2014 to 21 Oct 2016)
- CF11 Money Laundering Reporting (29 May 2014 to 21 Oct 2016)
- CF3 Chief Executive (29 May 2014 to 28 Mar 2019)
- CF30 Customer (29 May 2014 to 28 Mar 2019)
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Martin Wilding
IRN MXW02341
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jan 2026)
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Matthew Peter Wood
IRN MPW01044
- CF1 Director (11 May 2006 to 30 Nov 2007)
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Melville Francisco Rodrigues
IRN MXR00945
- [FCA CF] Client dealing (10 Oct 2024 to 1 Dec 2025)
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Michael Anthony Burbidge
IRN MAB01442
- SMF3 Executive Director (since 2 Oct 2023)
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Michael Iain Kenneth Stokes
IRN MIS01039
- CF8 Apportionment and Oversight (11 May 2006 to 24 Jul 2008)
- CF3 Chief Executive (11 May 2006 to 24 Jul 2008)
- CF1 Director (11 May 2006 to 20 Dec 2011)
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Nicholas Callum Davidson
IRN NCD01021
- CF30 Customer (since 4 Dec 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Apex Investment Advisers Limited
FRN 539747 · Appointed 30 May 2024
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.