Apex Group Fiduciary Services (UK) Limited

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FRN: 448301
Date authorised: 11 May 2006
Companies House: 05666576
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4th Floor

140 Aldersgate Street

London

EC1A 4HY

UNITED KINGDOM

Phone

+442036975353

Web

https://www.apexgroup.com
Complaints Contact

4th Floor, 140 Aldersgate Street

London

EC1A 4HY

UNITED KINGDOM

Phone

+442036975353

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Nicholas Paul Wright
IRN NPW01051
- CF1 Director (13 May 2010 to 3 May 2011)
Nicola Jane Whiers
IRN NJW01185
- CF30 Customer (15 Oct 2014 to 15 May 2018)
Oded Lahav
IRN OXL01072
- CF3 Chief Executive (AR) (30 May 2024 to 31 Mar 2025)
- CF30 Customer (30 May 2024 to 31 Mar 2025)
- CF1 Director (AR) (30 May 2024 to 31 Mar 2025)
Oliver Frank John Pritchard
IRN OFP01001
- CF11 Money Laundering Reporting (11 May 2006 to 1 Oct 2007)
- CF1 Director (11 May 2006 to 9 Oct 2009)
Pallavi Patel
IRN PXP00228
- SMF17 Money Laundering Reporting Officer (MLRO) (10 May 2022 to 26 Apr 2023)
- SMF16 Compliance Oversight (10 May 2022 to 26 Apr 2023)
Patric John Foley-Brickley
IRN PJF01093
- CF2 Non Executive Director (AR) (since 18 Nov 2025)
Patrick Thomas Galligan
IRN PTG01023
- CF28 Systems and controls (23 Dec 2013 to 1 May 2014)
Peter John Boden
IRN PXB00799
- CF30 Customer (since 29 Dec 2025)
Peter Tero Robinson
IRN PTR01020
- CF28 Systems and controls (17 May 2013 to 24 May 2013)
Philip McGowan
IRN PXM01860
- CF3 Chief Executive (25 Jun 2012 to 1 May 2014)
- CF1 Director (9 Dec 2010 to 1 May 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Apex Investment Advisers Limited
FRN 539747 · Appointed 30 May 2024

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.