Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF5 Head of Internal Audit (9 Dec 2019 to 10 Mar 2023)
- CF28 Systems and controls (23 Dec 2013 to 8 Dec 2019)
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- [FCA CF] Significant management (9 Dec 2019 to 10 Mar 2023)
- CF28 Systems and controls (23 Dec 2013 to 8 Dec 2019)
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- SMF5 Head of Internal Audit (9 Dec 2019 to 10 Mar 2023)
- CF28 Systems and controls (23 Dec 2013 to 8 Dec 2019)
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- [FCA CF] Significant management (9 Dec 2019 to 10 Mar 2023)
- CF28 Systems and controls (23 Dec 2013 to 8 Dec 2019)
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- SMF5 Head of Internal Audit (10 Dec 2018 to 10 Mar 2023)
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
- CF28 Systems and controls (23 Dec 2013 to 6 Mar 2016)
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- SMF5 Head of Internal Audit (7 Mar 2016 to 10 Mar 2023)
- CF28 Systems and controls (12 Dec 2013 to 6 Mar 2016)
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- CF28 Systems and controls (23 Dec 2013 to 1 May 2014)
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- CF28 Systems and controls (24 Dec 2010 to 19 Nov 2012)
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- CF28 Systems and controls (13 Feb 2009 to 19 Nov 2012)
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- CF28 Systems and controls (1 Nov 2007 to 19 Nov 2012)
- CF15 Internal Audit (19 Mar 2007 to 3 Oct 2007)
- CF14 Risk Assessment (19 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (158)CF28 Systems and controls at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (159)CF27 Investment Management at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (160)CF15 Internal Audit at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (161)CF14 Risk Assessment at Nippon Life Schroders Asset Management Europe Limited