Hermes GPE LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Hermes GPE LLP150 CheapsideLondonCity Of LondonEC2V 6ETUNITED KINGDOM- Phone
- +4402077020888
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Complaints Contact
150 CheapsideLondonEC2V 6ETUNITED KINGDOM- Phone
- +4402077020888
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Specialist Investment Funds
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. GPE Partner Limited
IRN XXG01096
- SMF27 Partner (9 Dec 2019 to 11 Dec 2020)
- CF4 Partner (17 Feb 2012 to 8 Dec 2019)
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. Gartmore JV Limited
IRN XXG01065
- CF4 Partner (1 Apr 2010 to 17 Feb 2012)
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. Hermes Fund Managers Limited
IRN XXH01064
- SMF27 Partner (9 Dec 2019 to 11 Dec 2020)
- CF4 Partner (1 Apr 2010 to 8 Dec 2019)
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Alan Browning MacKay
IRN ABM01043
- CF30 Customer (1 Apr 2010 to 3 Oct 2013)
- CF4 Partner (1 Apr 2010 to 3 Oct 2013)
- CF3 Chief Executive (1 Apr 2010 to 3 Oct 2013)
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Anastasios Georgiadis
IRN AXG02182
- CF30 Customer (31 Jan 2012 to 31 May 2016)
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Andrew Graham Turnbull
IRN AXT00657
- [FCA CF] Client dealing (1 Mar 2024 to 18 Oct 2024)
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Andrew James Formica
IRN AJF01072
- CF4 Partner (25 May 2011 to 16 Dec 2011)
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Ashleigh Lorraine Simms
IRN ALS01131
- CF11 Money Laundering Reporting (4 Dec 2014 to 10 Jun 2016)
- CF10 Compliance Oversight (4 Dec 2014 to 10 Jun 2016)
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Belen Vives
IRN BXV01110
- [FCA CF] Client dealing (since 14 Apr 2022)
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Benedetta Maria Balducci
IRN BXB00242
- [FCA CF] Client dealing (7 Apr 2022 to 5 Jun 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.