Hermes GPE LLP

• Principal Place of Business

  Hermes GPE LLP

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402077020888

  Web

  http://www.federatedhermes.com/private-markets

• Complaints Contact

  150 Cheapside

  London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402077020888

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin David Sanderson

  IRN BDS01035

  • CF4 Partner (18 Jan 2019 to 12 Jun 2019)
• Brooks Harrington

  IRN BXH00399

  • [FCA CF] Client dealing (since 1 Aug 2024)
  • [FCA CF] Manager of certification employee (since 1 Aug 2024)
  • [FCA CF] Material risk taker (since 1 Mar 2023)
• Cameron Payne

  IRN CXP01687

  • [FCA CF] Material risk taker (since 17 May 2024)
  • [FCA CF] Client dealing (since 17 May 2024)
• Charles Griffiths

  IRN CXG00265

  • [FCA CF] Significant management (10 Jun 2020 to 7 Sep 2023)
• Christian Mankiewicz

  IRN CXM00495

  • [FCA CF] Material risk taker (1 Mar 2022 to 24 Oct 2025)
  • [FCA CF] Client dealing (1 Apr 2020 to 24 Oct 2025)
• Christopher Mark Taylor

  IRN CMT01084

  • CF4 Partner (22 Oct 2015 to 20 Jun 2019)
• Christopher Paul Rowlands

  IRN CPR01031

  • CF2 Non Executive Director (11 Jun 2012 to 31 Oct 2013)
• Christopher Robert Harvey

  IRN CXH00389

  • [FCA CF] Material risk taker (since 1 Mar 2025)
• Darren Hodges

  IRN DXH00438

  • [FCA CF] Material risk taker (since 1 Mar 2024)
  • [FCA CF] Significant management (since 10 Jun 2020)
• David Andrew Fitzharris

  IRN DAF01070

  • SMF16 Compliance Oversight (since 28 Dec 2022)
  • [FCA CF] Material risk taker (1 Apr 2020 to 28 Dec 2022)

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