Benjamin David Sanderson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • [FCA CF] Client dealing (11 Jan 2022 to 31 May 2025)
    • [FCA CF] Manager of certification employee (11 Jan 2022 to 31 May 2025)
    • [FCA CF] Material risk taker (11 Jan 2022 to 31 May 2025)
    • [FCA CF] Significant management (11 Jan 2022 to 3 Oct 2022)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • [FCA CF] Material risk taker (11 Jan 2022 to 31 May 2025)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • [FCA CF] Manager of certification employee (1 Mar 2020 to 3 Jan 2022)
    • [FCA CF] Material risk taker (1 Mar 2020 to 3 Jan 2022)
    • [FCA CF] Client dealing (1 Mar 2020 to 3 Jan 2022)
    • CF30 Customer (25 Mar 2009 to 8 Dec 2019)
  • Hermes GPE LLP (no longer approved here)

    FRN 511314

    • CF4 Partner (18 Jan 2019 to 12 Jun 2019)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF30 Customer (1 Nov 2007 to 21 Aug 2008)
    • CF27 Investment Management (9 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.