Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Hermes Investment Management Ltd
FRN 150000
- [FCA CF] Client dealing (since 17 Jun 2025)
- [FCA CF] Material risk taker (since 17 Jun 2025)
- SMF3 Executive Director (9 Dec 2019 to 16 Jun 2025)
- CF1 Director (28 Jun 2017 to 8 Dec 2019)
- CF29 Significant management (10 Dec 2014 to 8 Dec 2019)
- CF30 Customer (9 Apr 2011 to 8 Dec 2019)
-
- CF4 Partner (22 Oct 2015 to 20 Jun 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.