Hermes GPE LLP

• Principal Place of Business

  Hermes GPE LLP

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402077020888

  Web

  http://www.federatedhermes.com/private-markets

• Complaints Contact

  150 Cheapside

  London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402077020888

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Andrew Oakton

  IRN DAO01022

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Feb 2025)
• David D'Costa

  IRN DXD00207

  • [FCA CF] Significant management (since 24 Mar 2020)
• David John Gamble

  IRN DJG01158

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 23 Apr 2020)
  • CF2 Non Executive Director (7 Nov 2013 to 8 Dec 2019)
• David John Parkinson

  IRN DXP00296

  • [FCA CF] Material risk taker (since 1 Mar 2022)
  • [FCA CF] Significant management (since 7 Jan 2021)
• David Leonard Grose

  IRN DLG01058

  • CF4 Partner (19 Jul 2016 to 2 May 2018)
• Delaney James Ellis Brown

  IRN DJB01365

  • CF30 Customer (28 Jun 2010 to 30 Sep 2013)
• Desmond Wilkins

  IRN DXW00363

  • [FCA CF] Client dealing (since 1 Apr 2020)
• Emily Ann Mousley

  IRN EAM01062

  • CF4 Partner (14 Oct 2014 to 11 Jul 2016)
• Emma Lewis

  IRN EXL00096

  • [FCA CF] Material risk taker (since 1 Mar 2021)
  • [FCA CF] Client dealing (since 1 Apr 2020)
  • [FCA CF] Manager of certification employee (since 1 Apr 2020)
• Farah Adiba Buckley

  IRN FAS01021

  • CF30 Customer (7 Dec 2018 to 8 Jul 2019)

No changes recorded yet.