Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Key function holder (since 1 Apr 2025)
    • SMF11 Chair of the Audit Committee (since 5 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2023)
    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2023 to 31 Mar 2025)
    • SMF12 Chair of the Remuneration Committee (since 5 Jan 2023)
  • Hermes GPE LLP (no longer approved here)

    FRN 511314

    • CF30 Customer (7 Dec 2018 to 8 Jul 2019)
  • Alternatives St James LLP (no longer approved here)

    FRN 430914

    • CF30 Customer (6 Aug 2013 to 28 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.