Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (5 Feb 2020 to 31 Mar 2021)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (23 Jun 2003 to 31 Oct 2007)
- CF1 Director (23 Jun 2003 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 21 Apr 2022)
- CF2 Non Executive Director (29 Jan 2014 to 8 Dec 2019)
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- SMF9 Chair of the Governing Body (9 Dec 2019 to 23 Apr 2020)
- CF2 Non Executive Director (7 Nov 2013 to 8 Dec 2019)
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- CF2 Non Executive Director (28 Nov 2016 to 30 Jun 2018)
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- CF2 Non Executive Director (16 Mar 2010 to 6 Mar 2016)
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- CF2 Non Executive Director (3 Jan 2008 to 2 Apr 2009)
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- CF2 Non Executive Director (1 Dec 2004 to 8 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.