VenCap International plc

• Principal Place of Business

  Vencap International plc

  Seacourt Tower

  West Way

  Oxford

  Oxfordshire

  OX2 0JJ

  UNITED KINGDOM

  Phone

  +441865799300

  Web

  https://www.vencap.com

• Complaints Contact

  Vencap International plc

  Seacourt Tower

  West Way

  Oxford

  Oxfordshire

  OX2 0JJ

  UNITED KINGDOM

  Phone

  +441865799300

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to investment management activities in investments previously backed by venture capitalists and in carrying on these activities to the customer types "professional client" and "eligible counterparty."
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Limited to investment management activities in investments previously backed by venture capitalists and in carrying on these activities to the customer types "professional client" and "eligible counterparty."
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to dealing-only activities.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities in investments previously backed by venture capitalists and in carrying on these activities to the customer types "professional client" and "eligible counterparty."
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities in investments previously backed by venture capitalists and in carrying on these activities to the customer types "professional client" and "eligible counterparty."
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities in investments previously backed by venture capitalists and in carrying on these activities to the customer types "professional client" and "eligible counterparty."
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Alfred Alexander Nicholas Lavery

  IRN AXL00245

  • [FCA CF] Material risk taker (since 6 Jan 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Alison Claire Ridge

  IRN ACR01024

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 31 Dec 2021)
• Allen Jay Latta

  IRN AJL01147

  • CF2 Non Executive Director (23 Aug 2002 to 18 Oct 2006)
• Ann Ruth Cooke

  IRN ARC01070

  • SMF3 Executive Director (9 Dec 2019 to 7 Aug 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Jul 2005 to 24 Oct 2005)
  • CF10 Compliance Oversight (1 Dec 2001 to 9 Nov 2011)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Benedict Noel Kelly

  IRN BNK01002

  • CF30 Customer (1 Nov 2007 to 2 Sep 2013)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Catherine Jane Halford Riera

  IRN CJH01278

  • [FCA CF] Material risk taker (since 9 Sep 2024)
  • [FCA CF] Client dealing (since 9 Sep 2024)
• Charles Gregory Smith

  IRN CGS01020

  • CF27 Investment Management (1 Dec 2001 to 6 Jun 2003)
  • CF1 Director (1 Dec 2001 to 6 Jun 2003)
• Christopher Witherspoon

  IRN CXW01902

  • [FCA CF] Client dealing (9 Dec 2019 to 14 May 2021)
  • CF30 Customer (2 Dec 2017 to 8 Dec 2019)
• Claire Joanne Poots

  IRN CXP00254

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Mar 2025)
  • SMF16 Compliance Oversight (since 11 Mar 2025)
  • [FCA CF] Material risk taker (6 Jul 2020 to 31 Mar 2025)
• DAVID GEORGE HOWELLS

  IRN DGH01112

  • CF30 Customer (3 Oct 2011 to 6 Jul 2018)

• VenCap (Channel Islands) LImited (no longer appointed)

  FRN 943829 · Appointed 27 Jan 2021 · Until 27 Jun 2025 · Tied agent

No changes recorded yet.