Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 31 Dec 2021)
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- CF1 Director (11 Sep 2013 to 7 Apr 2016)
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- CF30 Customer (1 Nov 2007 to 4 Jan 2008)
- CF1 Director (1 Dec 2001 to 6 Jan 2006)
- CF27 Investment Management (1 Dec 2001 to 6 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.