Alan Browning MacKay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GHO Capital Partners LLP

    FRN 612589

    • CF1 Director (AR) (since 25 Sep 2024)
    • CF30 Customer (since 25 Sep 2024)
    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Client dealing (since 15 Feb 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Oct 2024 to 31 Mar 2025)
    • SMF16 Compliance Oversight (25 Oct 2024 to 31 Mar 2025)
    • CF30 Customer (2 May 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 May 2014 to 3 Jul 2015)
    • CF11 Money Laundering Reporting (2 May 2014 to 3 Jul 2015)
    • CF4 Partner (2 May 2014 to 8 Dec 2019)
  • GHO CAPITAL PARTNERS ADVISORY LTD. (no longer approved here)

    FRN 1018805

    • (14)Employed By (25 Sep 2024 to 30 Apr 2026)
  • Hermes GPE LLP (no longer approved here)

    FRN 511314

    • CF4 Partner (1 Apr 2010 to 3 Oct 2013)
    • CF30 Customer (1 Apr 2010 to 3 Oct 2013)
    • CF3 Chief Executive (1 Apr 2010 to 3 Oct 2013)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF21 Investment Adviser (17 Jan 2007 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.