GHO Capital Partners LLP

• Principal Place of Business

  GHO Capital Partners LLP

  21 St James's Square

  London

  SW1Y 4JZ

  UNITED KINGDOM

  Phone

  +4402037007440

  Web

  http://ghocapital.com

• Complaints Contact

  GHO Capital Partners LLP

  21 St James's Square

  London

  SW1Y 4JZ

  UNITED KINGDOM

  Phone

  +4402037007440

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . GHO Capital Limited

  IRN XXG01129

  • SMF27 Partner (9 Dec 2019 to 9 Jan 2020)
  • CF4 Partner (2 May 2014 to 8 Dec 2019)
• Alan Browning MacKay

  IRN ABM01043

  • CF1 Director (AR) (since 25 Sep 2024)
  • CF30 Customer (since 25 Sep 2024)
  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • [FCA CF] Client dealing (since 15 Feb 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Oct 2024 to 31 Mar 2025)
  • SMF16 Compliance Oversight (25 Oct 2024 to 31 Mar 2025)
  • CF4 Partner (2 May 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 May 2014 to 3 Jul 2015)
  • CF11 Money Laundering Reporting (2 May 2014 to 3 Jul 2015)
  • CF30 Customer (2 May 2014 to 8 Dec 2019)
• Alison Armstrong

  IRN AXK79699

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Jul 2020)
  • SMF16 Compliance Oversight (since 10 Jul 2020)
• Andrea Ponti

  IRN AXP01224

  • CF30 Customer (since 25 Sep 2024)
  • CF1 Director (AR) (since 25 Sep 2024)
  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • [FCA CF] Client dealing (since 15 Feb 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (28 Aug 2014 to 8 Dec 2019)
  • CF30 Customer (28 Aug 2014 to 8 Dec 2019)
• Benjamin Franklin Edwards

  IRN BFE01004

  • CF30 Customer (since 29 Apr 2025)
  • [FCA CF] Client dealing (since 10 Mar 2025)
  • [FCA CF] Material risk taker (since 10 Mar 2025)
• Bradley Porter Cain

  IRN BXC00426

  • [FCA CF] Material risk taker (since 21 Mar 2025)
  • [FCA CF] Client dealing (since 21 Mar 2025)
• Charles John Albert Cox

  IRN CJC01299

  • CF30 Customer (25 Sep 2024 to 2 Oct 2024)
  • [FCA CF] Material risk taker (1 Jan 2022 to 2 Oct 2024)
  • [FCA CF] Client dealing (15 Feb 2021 to 2 Oct 2024)
  • [FCA CF] Significant management (15 Feb 2021 to 17 Apr 2023)
• Charles Mattlage Ruprecht

  IRN CXR00604

  • [FCA CF] Material risk taker (since 21 Mar 2025)
  • [FCA CF] Client dealing (since 21 Mar 2025)
• Christian Fellows

  IRN CXF00114

  • [FCA CF] Client dealing (15 Feb 2021 to 29 Apr 2021)
• Christopher Robert Cooke

  IRN CRC01042

  • CF30 Customer (since 29 Apr 2025)
  • [FCA CF] Material risk taker (since 10 Mar 2025)
  • [FCA CF] Client dealing (since 10 Mar 2025)

• GHO CAPITAL PARTNERS ADVISORY LTD.

  FRN 1018805 · Appointed 25 Sep 2024

No changes recorded yet.