Andrea Ponti

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GHO Capital Partners LLP
FRN 612589
- CF1 Director (AR) (since 25 Sep 2024)
- CF30 Customer (since 25 Sep 2024)
- [FCA CF] Material risk taker (since 1 Jan 2022)
- [FCA CF] Client dealing (since 15 Feb 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (28 Aug 2014 to 8 Dec 2019)
- CF30 Customer (28 Aug 2014 to 8 Dec 2019)
GHO CAPITAL PARTNERS ADVISORY LTD. (no longer approved here)
FRN 1018805
- (16)Employed By (25 Sep 2024 to 30 Apr 2026)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.