Andrew James Formica

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • SMF3 Executive Director (7 Aug 2020 to 3 Oct 2022)
    • SMF1 Chief Executive (7 Aug 2020 to 3 Oct 2022)
  • Jupiter Unit Trust Managers Limited (no longer approved here)

    FRN 122488

    • SMF3 Executive Director (9 Dec 2019 to 3 Oct 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 3 Oct 2022)
    • CF1 Director (17 Oct 2019 to 8 Dec 2019)
    • CF3 Chief Executive (17 Oct 2019 to 8 Dec 2019)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • SMF3 Executive Director (9 Dec 2019 to 3 Oct 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 3 Oct 2022)
    • CF1 Director (5 Mar 2019 to 8 Dec 2019)
    • CF3 Chief Executive (5 Mar 2019 to 8 Dec 2019)
  • Janus Henderson Investors International Limited (no longer approved here)

    FRN 189998

    • CF1 Director (30 May 2017 to 31 Jul 2018)
    • CF3 Chief Executive (30 May 2017 to 31 Jul 2018)
  • Hermes GPE LLP (no longer approved here)

    FRN 511314

    • CF4 Partner (25 May 2011 to 16 Dec 2011)
  • NS PARTNERS LTD (no longer approved here)

    FRN 141667

    • CF1 Director (7 Apr 2009 to 4 Jul 2011)
  • Nuveen Investment Management International Limited (no longer approved here)

    FRN 141668

    • CF1 Director (7 Apr 2009 to 1 Apr 2014)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF1 Director (7 Apr 2009 to 1 Apr 2014)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF3 Chief Executive (30 Sep 2008 to 1 Aug 2018)
    • CF29 Significant management (1 Nov 2007 to 30 Sep 2008)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF1 Director (19 Jun 2002 to 1 Aug 2018)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • CF3 Chief Executive (30 Sep 2008 to 1 Aug 2018)
    • CF1 Director (19 Jun 2002 to 6 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.