Ashleigh Lorraine Simms

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Skerryvore Asset Management Ltd

    FRN 769109

    • SMF3 Executive Director (since 17 Aug 2023)
    • SMF16 Compliance Oversight (since 6 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Mar 2023)
  • City of London Investment Management Company Limited (no longer approved here)

    FRN 169910

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2023)
    • CF11 Money Laundering Reporting (28 Jun 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Jun 2016 to 8 Dec 2019)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF10 Compliance Oversight (4 Dec 2014 to 10 Jun 2016)
    • CF11 Money Laundering Reporting (4 Dec 2014 to 10 Jun 2016)
  • Hermes GPE LLP (no longer approved here)

    FRN 511314

    • CF10 Compliance Oversight (4 Dec 2014 to 10 Jun 2016)
    • CF11 Money Laundering Reporting (4 Dec 2014 to 10 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

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