Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nippon Life Schroders Asset Management Europe Limited (no longer approved here)

    FRN 188997

    • (158)CF28 Systems and controls (1 Nov 2007 to 1 Jan 2010)
    • (160)CF15 Internal Audit (19 Mar 2007 to 3 Oct 2007)
    • (161)CF14 Risk Assessment (19 Mar 2007 to 31 Oct 2007)
    • (159)CF27 Investment Management (1 Dec 2001 to 26 Aug 2004)
  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • CF14 Risk Assessment (1 Dec 2001 to 1 Dec 2005)
    • CF27 Investment Management (1 Dec 2001 to 26 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (158)CF28 Systems and controls at Nippon Life Schroders Asset Management Europe Limited

  2. controlled function added: (159)CF27 Investment Management at Nippon Life Schroders Asset Management Europe Limited

  3. controlled function added: (160)CF15 Internal Audit at Nippon Life Schroders Asset Management Europe Limited

  4. controlled function added: (161)CF14 Risk Assessment at Nippon Life Schroders Asset Management Europe Limited