Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (158)CF28 Systems and controls (1 Nov 2007 to 1 Jan 2010)
- (160)CF15 Internal Audit (19 Mar 2007 to 3 Oct 2007)
- (161)CF14 Risk Assessment (19 Mar 2007 to 31 Oct 2007)
- (159)CF27 Investment Management (1 Dec 2001 to 26 Aug 2004)
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- CF14 Risk Assessment (1 Dec 2001 to 1 Dec 2005)
- CF27 Investment Management (1 Dec 2001 to 26 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (158)CF28 Systems and controls at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (159)CF27 Investment Management at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (160)CF15 Internal Audit at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (161)CF14 Risk Assessment at Nippon Life Schroders Asset Management Europe Limited