Oliver Frank John Pritchard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

17 Capital LLP (no longer approved here)
FRN 481506
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2024)
- CF30 Customer (13 May 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (13 May 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (13 May 2016 to 8 Dec 2019)
Apex Group Fiduciary Services (UK) Limited (no longer approved here)
FRN 448301
- CF1 Director (11 May 2006 to 9 Oct 2009)
- CF11 Money Laundering Reporting (11 May 2006 to 1 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.