Pallavi Patel

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Altum Fund Services (UK) Limited
FRN 1018994
- SMF3 Executive Director (since 20 Apr 2026)
- SMF16 Compliance Oversight (since 14 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Mar 2025)
Altum Depositary (UK) Limited
FRN 1019005
- SMF3 Executive Director (since 20 Apr 2026)
- SMF16 Compliance Oversight (since 14 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Mar 2025)
Apex Group Fiduciary Services (UK) Limited (no longer approved here)
FRN 448301
- SMF16 Compliance Oversight (10 May 2022 to 26 Apr 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 May 2022 to 26 Apr 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.