Altum Fund Services (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Runs Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Clare Susannah Hartnell
IRN CSH01067
- SMF3 Executive Director (since 14 Mar 2025)
Michael William Riley
IRN MWR01026
- SMF3 Executive Director (since 14 Mar 2025)
Pallavi Patel
IRN PXP00228
- SMF3 Executive Director (since 20 Apr 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Mar 2025)
- SMF16 Compliance Oversight (since 14 Mar 2025)
Paul Loynes
IRN PXL01498
- Director of firm who is not a certification employee or a SMF manager (since 14 Mar 2025)
Simon Drewett
IRN SDD01042
- SMF3 Executive Director (since 14 Mar 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.