Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 14 Mar 2025)
    • SMF3 Executive Director (since 14 Mar 2025)
  • Gen II Fund Services (UK) Limited (no longer approved here)

    FRN 146801

    • SMF3 Executive Director (9 Dec 2019 to 22 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Oct 2023)
    • CF10a CASS Oversight function (11 Jun 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (2 Feb 2007 to 8 Dec 2019)
    • CF27 Investment Management (20 Oct 2006 to 31 Oct 2007)
  • Gen II Management Company (UK) Limited (no longer approved here)

    FRN 438890

    • SMF3 Executive Director (9 Dec 2019 to 22 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (7 Mar 2007 to 8 Dec 2019)
    • CF27 Investment Management (26 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.