Gen II Management Company (UK) Limited

Date authorised
1 April 2013
Companies House
05471541
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gen II Services (UK) Ltd
    Broughton House 6-8
    Sackville Street
    Westminster
    London
    W1S 3DG
    UNITED KINGDOM
    Phone
    +442080733659

  • Complaints Contact

    Gen II Services (UK) Ltd
    Broughton House 6-8
    Sackville Street
    Westminster
    London
    W1S 3DG
    UNITED KINGDOM
    Phone
    +442080733659

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Stockbroking

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Limited to collective investment scheme activities only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Limited to collective investment scheme activities only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Limited to collective investment scheme activities only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair Robert Mitchell

    IRN AXM01337

    • CF30 Customer (since 1 Jul 2025)
    • CF4 Partner (AR) (since 1 Jul 2025)
  • Alexander Wilson

    IRN AXW23855

    • CF1 Director (AR) (since 19 Nov 2021)
    • CF30 Customer (since 19 Nov 2021)
  • Aris Constantinides

    IRN AXC02018

    • CF1 Director (AR) (22 Sep 2021 to 30 Jun 2025)
    • CF30 Customer (22 Sep 2021 to 30 Jun 2025)
  • Benjamin John Tizard

    IRN BXT00495

    • CF1 Director (AR) (since 7 Oct 2025)
  • Bruno Obasi

    IRN BXO17121

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 May 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 May 2023)
    • CF11 Money Laundering Reporting (8 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Oct 2019 to 8 Dec 2019)
  • Chantelle Violet Elizabeth Gibson

    IRN CXG00634

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2025)
  • Charles William Flather

    IRN CXF00267

    • CF1 Director (AR) (since 10 Nov 2022)
    • CF30 Customer (since 10 Nov 2022)
  • Christopher Philip Charles Mathew

    IRN CPM01113

    • CF1 Director (AR) (since 10 Nov 2022)
    • CF30 Customer (since 10 Nov 2022)
  • Christopher Richard Philip Ward

    IRN CXW00721

    • CF1 Director (AR) (since 31 Jan 2025)
  • Daniel Jones

    IRN DXJ01259

    • CF1 Director (AR) (since 22 Sep 2025)
    • CF30 Customer (since 21 Oct 2020)
    • CF4 Partner (AR) (21 Oct 2020 to 7 Nov 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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