Gen II Management Company (UK) Limited

Date authorised
1 April 2013
Companies House
05471541
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gen II Services (UK) Ltd
    Broughton House 6-8
    Sackville Street
    Westminster
    London
    W1S 3DG
    UNITED KINGDOM
    Phone
    +442080733659

  • Complaints Contact

    Gen II Services (UK) Ltd
    Broughton House 6-8
    Sackville Street
    Westminster
    London
    W1S 3DG
    UNITED KINGDOM
    Phone
    +442080733659

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Stockbroking

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Limited to collective investment scheme activities only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Limited to collective investment scheme activities only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Limited to collective investment scheme activities only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Smith

    IRN DXS00055

    • CF1 Director (AR) (since 22 Sep 2025)
    • CF30 Customer (since 29 Oct 2020)
    • CF4 Partner (AR) (29 Oct 2020 to 7 Nov 2025)
  • Dominic Joseph Gerard Reilly

    IRN DGR01031

    • CF1 Director (18 Nov 2005 to 1 Oct 2007)
    • CF27 Investment Management (18 Nov 2005 to 1 Oct 2007)
  • Fabrizio Caputo

    IRN FXC00130

    • CF1 Director (AR) (since 20 Feb 2023)
    • CF30 Customer (since 20 Feb 2023)
  • Gary Arthur Neville

    IRN GAN01029

    • CF30 Customer (12 Apr 2023 to 18 Nov 2024)
    • CF1 Director (AR) (12 Apr 2023 to 18 Nov 2024)
  • James Maunder Taylor

    IRN JWM01126

    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
    • CF1 Director (22 Jun 2009 to 8 Dec 2019)
    • CF30 Customer (5 Jun 2008 to 8 Dec 2019)
  • Jeffrey Forrest

    IRN JXF00681

    • CF30 Customer (since 13 Aug 2025)
  • Lee Alan Greening

    IRN LAG01043

    • CF1 Director (AR) (since 13 Aug 2025)
  • Mark Christopher Beattie

    IRN MXB01032

    • CF30 Customer (since 21 Nov 2022)
    • CF1 Director (AR) (since 21 Nov 2022)
  • Martin Reade Lambert

    IRN MXL00401

    • SMF3 Executive Director (21 Apr 2022 to 15 Aug 2024)
  • Maurizio Petitbon

    IRN MXP00435

    • CF30 Customer (2 Dec 2021 to 25 Apr 2024)
    • CF1 Director (AR) (2 Dec 2021 to 25 Apr 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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