Alexander Wilson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gen II Management Company (UK) Limited
FRN 438890
- CF30 Customer (since 19 Nov 2021)
- CF1 Director (AR) (since 19 Nov 2021)
Northtree Investment Management Ltd
FRN 957744
- (4)Employed By (since 19 Nov 2021)
Threadneedle Portfolio Services Limited (no longer approved here)
FRN 119174
- [FCA CF] Material risk taker (9 Dec 2019 to 16 Sep 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Sep 2020)
- CF30 Customer (19 Nov 2019 to 8 Dec 2019)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- [FCA CF] Material risk taker (9 Dec 2019 to 16 Sep 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Sep 2020)
- CF30 Customer (19 Nov 2019 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.