John Randall Arthur

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Apex Group Fiduciary Services (UK) Limited
FRN 448301
- CF30 Customer (since 14 Oct 2024)
Apex Investment Advisers Limited
FRN 539747
- (6)Employed By (since 1 Jan 2014)
- (22)Employed By (14 Feb 2013 to 1 Jan 2014)
KHEPRI ADVISERS LIMITED (no longer approved here)
FRN 692447
- CF30 Customer (6 Dec 2017 to 31 Dec 2024)
Alpha Key Capital Limited (no longer approved here)
FRN 600305
- CF30 Customer (1 Jan 2014 to 15 Jan 2018)
Exception Capital LLP (no longer approved here)
FRN 473719
- CF30 Customer (14 Feb 2013 to 1 Jan 2014)
Capital Advisory Partners Ltd (no longer approved here)
FRN 450657
- CF30 Customer (17 Apr 2012 to 28 Feb 2013)

Updates to this individual's record on the FCA register.

9 hours ago
controlled function removed: Employed By at Apex Investment Advisers Limited
9 hours ago
controlled function added: (22)Employed By at Apex Investment Advisers Limited
9 hours ago
controlled function added: (6)Employed By at Apex Investment Advisers Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.