Alpha Key Capital Limited

• Principal Place of Business

  Second Floor Flat

  23 Upper Wimpole Street

  London

  Westminster

  W1G 6ND

  UNITED KINGDOM

  Phone

  +4402074994341

  Web

  https://www.alphakeycapital.com

• Complaints Contact

  Suite 2

  23 Upper Wimpole Street

  London

  W1G 6ND

  UNITED KINGDOM

  Phone

  +4402074994341

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Adam Lyle Hayes-Newington

  IRN ALH01073

  • CF30 Customer (10 Apr 2017 to 15 Jan 2018)
• Alan George Saunders

  IRN AGS01056

  • CF30 Customer (1 Jan 2014 to 15 Jan 2018)
• Alastair Murray Haddow

  IRN AMH01076

  • CF30 Customer (1 Jan 2014 to 15 Jan 2018)
• Aleksandra Ljubicic

  IRN AXB02828

  • CF11 Money Laundering Reporting (7 Jan 2014 to 26 Nov 2019)
  • CF10 Compliance Oversight (7 Jan 2014 to 26 Nov 2019)
• Alick Stevenson

  IRN AXS01857

  • CF30 Customer (1 Jan 2014 to 15 Jan 2018)
• Anthony Harvey Yadgaroff

  IRN AHY00001

  • SMF1 Chief Executive (since 10 Feb 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Feb 2020)
  • SMF16 Compliance Oversight (since 10 Feb 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (AR) (15 Jan 2014 to 15 Jan 2018)
  • CF3 Chief Executive (AR) (15 Jan 2014 to 15 Jan 2018)
  • CF30 Customer (12 Nov 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (12 Nov 2013 to 7 Jan 2014)
  • CF1 Director (12 Nov 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (12 Nov 2013 to 7 Jan 2014)
• Anthony John Fletcher

  IRN AJF01066

  • CF30 Customer (12 Feb 2016 to 15 Jan 2018)
• Benedicte Brigitte Micheline Rabier

  IRN BBR01008

  • CF30 Customer (1 Jan 2014 to 15 Sep 2014)
• Cheng Liang

  IRN CXL01730

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 17 Feb 2026)
  • CF2 Non Executive Director (12 Mar 2018 to 8 Dec 2019)
• Conrad Gulliver Montford

  IRN CGM01048

  • CF30 Customer (28 Feb 2014 to 25 Feb 2015)

• XTAL Markets Limited

  FRN 926884 · Appointed 28 May 2020

• Allenbridge Alternatives Limited (no longer appointed)

  FRN 697884 · Appointed 21 May 2015 · Until 6 Mar 2017

• MJ Hudson Investment Consulting Limited (no longer appointed)

  FRN 541971 · Appointed 27 Dec 2013 · Until 18 Jan 2018

• Apex Investment Advisers Limited (no longer appointed)

  FRN 539747 · Appointed 23 Dec 2013 · Until 18 Jan 2018

• Allenbridge Investment Solutions LLP (no longer appointed)

  FRN 579431 · Appointed 20 Dec 2013 · Until 18 Jan 2018

No changes recorded yet.