Alpha Key Capital Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

David Grant Ballantine
IRN DGB01149
- CF30 Customer (23 Jun 2014 to 19 May 2015)
Diane Wilde
IRN DXW01250
- CF30 Customer (16 May 2016 to 15 Jan 2018)
Ian Bertrand Morley
IRN IXM01127
- CF30 Customer (1 Jan 2014 to 15 Jan 2018)
John Christopher Bearman
IRN JCB01100
- CF30 Customer (13 Jan 2017 to 15 Jan 2018)
John Christopher Harrison
IRN JCH00033
- CF1 Director (AR) (1 Jun 2017 to 15 Jan 2018)
- CF30 Customer (1 Jun 2017 to 15 Jan 2018)
John David Jones
IRN JDJ01035
- CF30 Customer (2 Jan 2014 to 15 Jan 2018)
John Randall Arthur
IRN JRA01056
- CF30 Customer (1 Jan 2014 to 15 Jan 2018)
Karen Elaine Shackleton
IRN KES01039
- CF30 Customer (1 Jan 2014 to 15 Jan 2018)
Malcolm Frederick Green
IRN MFG01049
- CF30 Customer (1 Jan 2014 to 7 Feb 2014)
Marie Nathalie Johanne Job
IRN MNJ01022
- CF30 Customer (1 Jun 2015 to 15 Jan 2018)

Smaller firms operating under this firm's FCA authorisation.

XTAL Markets Limited
FRN 926884 · Appointed 28 May 2020
Allenbridge Alternatives Limited (no longer appointed)
FRN 697884 · Appointed 21 May 2015 · Until 6 Mar 2017
MJ Hudson Investment Consulting Limited (no longer appointed)
FRN 541971 · Appointed 27 Dec 2013 · Until 18 Jan 2018
Apex Investment Advisers Limited (no longer appointed)
FRN 539747 · Appointed 23 Dec 2013 · Until 18 Jan 2018
Allenbridge Investment Solutions LLP (no longer appointed)
FRN 579431 · Appointed 20 Dec 2013 · Until 18 Jan 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.