Date authorised
12 November 2013
Companies House
08354310
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Second Floor Flat
    23 Upper Wimpole Street
    London
    Westminster
    W1G 6ND
    UNITED KINGDOM
    Phone
    +4402074994341
  • Complaints Contact

    Suite 2
    23 Upper Wimpole Street
    London
    W1G 6ND
    UNITED KINGDOM
    Phone
    +4402074994341

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Andrew Willis

    IRN MAW01328

    • CF30 Customer (1 Jan 2014 to 23 Jan 2014)
  • Neil Warrender

    IRN NRW01052

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • Oded Lahav

    IRN OXL01072

    • CF4 Partner (AR) (13 Jan 2014 to 15 Jan 2018)
    • CF1 Director (AR) (6 Jan 2014 to 15 Jan 2018)
    • CF3 Chief Executive (AR) (6 Jan 2014 to 15 Jan 2018)
    • CF3 Chief Executive (12 Nov 2013 to 2 May 2017)
    • CF30 Customer (12 Nov 2013 to 15 Jan 2018)
    • CF1 Director (12 Nov 2013 to 2 May 2017)
  • Patricia Marie O'Loughlin

    IRN PMO01035

    • CF30 Customer (1 Jan 2014 to 5 Feb 2016)
  • Pauline Gordon

    IRN PXG01152

    • CF30 Customer (22 Sep 2017 to 15 Jan 2018)
  • Peter Anthony Davies

    IRN PAD00015

    • CF30 Customer (1 Jan 2014 to 15 Jan 2018)
  • Peter Anthony Murray

    IRN PAM01207

    • CF30 Customer (2 Jan 2014 to 14 Oct 2014)
  • Philip Hebson

    IRN PXH01837

    • CF30 Customer (2 Jan 2014 to 15 Jan 2018)
  • Rohan David Worrall

    IRN RDW01038

    • CF30 Customer (14 Jul 2015 to 15 Jan 2018)
  • Stephen John Tyson

    IRN SJT01138

    • CF30 Customer (3 Jan 2014 to 15 Jan 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.