Patricia Marie O'Loughlin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Alpha Key Capital Limited (no longer approved here)
FRN 600305
- CF30 Customer (1 Jan 2014 to 5 Feb 2016)
Exception Capital LLP (no longer approved here)
FRN 473719
- CF30 Customer (17 Sep 2013 to 1 Jan 2014)
Apex Investment Advisers Limited (no longer approved here)
FRN 539747
- (8)Employed By (17 Sep 2013 to 1 Jan 2014)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (8 May 2008 to 11 Jan 2013)
BNY Mellon Investment Management EMEA Limited (no longer approved here)
FRN 119196
- CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)

Updates to this individual's record on the FCA register.

18 hours ago
controlled function removed: Employed By at Apex Investment Advisers Limited
18 hours ago
controlled function added: (8)Employed By at Apex Investment Advisers Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.