Mark Andrew Willis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Harpenden Building Society
FRN 157260
- SMF10 Chair of the Risk Committee (since 12 Apr 2019)
National Counties Building Society (no longer approved here)
FRN 206080
- SMF4 Chief Risk (7 Mar 2016 to 1 Jun 2018)
- CF28 Systems and controls (26 Apr 2014 to 6 Mar 2016)
Counties Home Loan Management Limited (no longer approved here)
FRN 305245
- CF28 Systems and controls (26 Apr 2014 to 1 Jun 2018)
Apex Investment Advisers Limited (no longer approved here)
FRN 539747
- (36)Employed By (1 Jan 2014 to 23 Jan 2014)
Alpha Key Capital Limited (no longer approved here)
FRN 600305
- CF30 Customer (1 Jan 2014 to 23 Jan 2014)
Exception Capital LLP (no longer approved here)
FRN 473719
- CF30 Customer (23 May 2013 to 1 Jan 2014)

Updates to this individual's record on the FCA register.

10 hours ago
controlled function removed: Employed By at Apex Investment Advisers Limited
10 hours ago
controlled function added: (36)Employed By at Apex Investment Advisers Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.