Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Harpenden Bldg Soc
    Mardall House 9-11
    Vaughan Road
    Harpenden
    Hertfordshire
    AL5 4HU
    UNITED KINGDOM
    Phone
    +4401582765411
  • Complaints Contact

    Harpenden Bldg Soc
    Mardall House 9-11
    Vaughan Road
    Harpenden
    Hertfordshire
    AL5 4HU
    UNITED KINGDOM
    Phone
    +4401582765411

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Victoria Crossley

    IRN AVC01027

    • CF2 Non Executive Director (17 Nov 2014 to 6 Mar 2016)
  • Amy Wilkinson

    IRN AXW56090

    • [FCA CF] Material risk taker (30 Jun 2021 to 31 May 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2017 to 30 Jun 2021)
  • Ashif KASSAM

    IRN AXK02999

    • SMF2 Chief Finance (8 Feb 2023 to 30 Nov 2023)
  • Ben Richardson

    IRN BXR00289

    • SMF18 Other Overall Responsibility (since 2 Feb 2026)
  • Carl Daniel Astley

    IRN CDA01045

    • Responsibility for MCD Intermediation (12 Jun 2018 to 30 Jun 2018)
    • SMF1 Chief Executive (7 Mar 2016 to 30 Jun 2018)
    • CF3 Chief Executive (1 Feb 2016 to 6 Mar 2016)
    • CF1 Director (20 Jan 2010 to 6 Mar 2016)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF13 Finance (1 Jan 2007 to 31 Oct 2007)
  • Caroline Williams

    IRN CXW56084

    • [FCA CF] Manager of certification employee (30 Jun 2021 to 2 Feb 2022)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 30 Jun 2021)
  • David Graham Jervis

    IRN DGJ01027

    • Responsibility for MCD Intermediation (20 Nov 2018 to 6 Feb 2019)
    • SMF1 Chief Executive (20 Nov 2018 to 6 Feb 2019)
    • Responsible for Insurance Mediation (20 Nov 2018 to 6 Feb 2019)
    • Responsible for Insurance Distribution (20 Nov 2018 to 20 Nov 2018)
  • David Green

    IRN DXG01317

    • SMF14 Senior Independent Director (since 19 Apr 2024)
    • SMF11 Chair of the Audit Committee (since 12 Nov 2020)
  • David John Holland

    IRN DJH01264

    • CF2 Non Executive Director (1 Dec 2001 to 28 Apr 2011)
  • Gary Richardson

    IRN GXR01719

    • SMF24 Chief Operations (since 21 Feb 2023)
    • SMF24 Chief Operations (18 Mar 2022 to 13 Jun 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.