Harpenden Building Society
- FRN
- 157260
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Harpenden Bldg SocMardall House 9-11Vaughan RoadHarpendenHertfordshireAL5 4HUUNITED KINGDOM- Phone
- +4401582765411
-
Complaints Contact
Harpenden Bldg SocMardall House 9-11Vaughan RoadHarpendenHertfordshireAL5 4HUUNITED KINGDOM- Phone
- +4401582765411
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Bank Deposits
For All, Deposit
-
Buy-to-Let Mortgage Admin
-
Buy-to-Let Mortgage Advice
-
Buy-to-Let Mortgage Arranging
-
Buy-to-Let Mortgage Lending
-
Mortgage Servicing
For Customer, Regulated mortgage contract
-
P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
-
Mortgage Advice
For Customer, Regulated mortgage contract
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Buy-to-Let Start Date
-
Buy-to-Let Status
-
Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 2 limitations Hide limitations
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
-
Mortgage Lending
For Customer, Regulated mortgage contract
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Alison Victoria Crossley
IRN AVC01027
- CF2 Non Executive Director (17 Nov 2014 to 6 Mar 2016)
-
Amy Wilkinson
IRN AXW56090
- [FCA CF] Material risk taker (30 Jun 2021 to 31 May 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Apr 2017 to 30 Jun 2021)
-
Ashif KASSAM
IRN AXK02999
- SMF2 Chief Finance (8 Feb 2023 to 30 Nov 2023)
-
Ben Richardson
IRN BXR00289
- SMF18 Other Overall Responsibility (since 2 Feb 2026)
-
Carl Daniel Astley
IRN CDA01045
- Responsibility for MCD Intermediation (12 Jun 2018 to 30 Jun 2018)
- SMF1 Chief Executive (7 Mar 2016 to 30 Jun 2018)
- CF3 Chief Executive (1 Feb 2016 to 6 Mar 2016)
- CF1 Director (20 Jan 2010 to 6 Mar 2016)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF13 Finance (1 Jan 2007 to 31 Oct 2007)
-
Caroline Williams
IRN CXW56084
- [FCA CF] Manager of certification employee (30 Jun 2021 to 2 Feb 2022)
- [PRA CF] Managing a material risk taker (7 Mar 2016 to 30 Jun 2021)
-
David Graham Jervis
IRN DGJ01027
- Responsibility for MCD Intermediation (20 Nov 2018 to 6 Feb 2019)
- SMF1 Chief Executive (20 Nov 2018 to 6 Feb 2019)
- Responsible for Insurance Mediation (20 Nov 2018 to 6 Feb 2019)
- Responsible for Insurance Distribution (20 Nov 2018 to 20 Nov 2018)
-
David Green
IRN DXG01317
- SMF14 Senior Independent Director (since 19 Apr 2024)
- SMF11 Chair of the Audit Committee (since 12 Nov 2020)
-
David John Holland
IRN DJH01264
- CF2 Non Executive Director (1 Dec 2001 to 28 Apr 2011)
-
Gary Richardson
IRN GXR01719
- SMF24 Chief Operations (since 21 Feb 2023)
- SMF24 Chief Operations (18 Mar 2022 to 13 Jun 2022)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.