Caroline Williams

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quantum Mortgages Limited

    FRN 1007949

    • [FCA CF] Manager of certification employee (since 17 Mar 2026)
    • [FCA CF] Significant management (since 8 Feb 2022)
  • Harpenden Building Society (no longer approved here)

    FRN 157260

    • [FCA CF] Manager of certification employee (30 Jun 2021 to 2 Feb 2022)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 30 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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