Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Apex Group Fiduciary Services (UK) Limited
FRN 448301
- CF30 Customer (since 23 Sep 2024)
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Apex Investment Advisers Limited
FRN 539747
- (7)Employed By (since 20 May 2013)
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- (5)CF2 Non Executive Director (16 Mar 2018 to 8 Dec 2019)
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- CF30 Customer (6 Dec 2017 to 31 Dec 2024)
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- CF30 Customer (3 Jan 2014 to 15 Jan 2018)
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- CF30 Customer (20 May 2013 to 3 Jan 2014)
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- CF2 Non Executive Director (5 Mar 2012 to 31 Dec 2013)
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF3 Chief Executive (16 Aug 2004 to 5 Mar 2012)
- CF8 Apportionment and Oversight (16 Aug 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (23 Jul 2004 to 18 Aug 2006)
- CF10 Compliance Oversight (23 Jul 2004 to 18 Aug 2006)
- CF27 Investment Management (4 Jun 2004 to 31 Oct 2007)
- CF1 Director (4 Jun 2004 to 5 Mar 2012)
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- CF27 Investment Management (1 Dec 2001 to 23 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Apex Investment Advisers Limited
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controlled function added: (7)Employed By at Apex Investment Advisers Limited
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controlled function added: (5)CF2 Non Executive Director at Brunel Pension Partnership Limited