Neil Warrender

• Future 30 Global Ltd

  FRN 951247

  • [FCA CF] Significant management (since 1 Sep 2021)
• Exception Capital LLP

  FRN 473719

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • CF10 Compliance Oversight (23 Mar 2009 to 12 Oct 2019)
  • CF4 Partner (23 Mar 2009 to 12 Oct 2019)
  • CF11 Money Laundering Reporting (23 Mar 2009 to 12 Oct 2019)
• Lowndes Partners Group LLP

  FRN 519365

  • [FCA CF] Significant management (since 9 Dec 2019)
• Red Sky Capital Solutions LLP

  FRN 530676

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • CF11 Money Laundering Reporting (9 Dec 2010 to 12 Oct 2019)
  • CF10 Compliance Oversight (9 Dec 2010 to 12 Oct 2019)
• Kalkine Limited

  FRN 579414

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
• Worsley Associates LLP

  FRN 593757

  • [FCA CF] Significant management (since 9 Dec 2019)
• Alpha Key Capital Limited

  FRN 600305

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
• Southern Right Capital Partners Limited

  FRN 710579

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
• CD Capital Asset Management Limited

  FRN 777665

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
• RGL Capital LLP (no longer approved here)

  FRN 501656

  • Director of firm who is not a certification employee or a SMF manager (16 Feb 2024 to 28 Mar 2024)
  • [FCA CF] Significant management (15 Feb 2022 to 16 Feb 2024)
  • [PRA CF] Key function holder (9 Dec 2019 to 15 Feb 2022)
  • CF4 Partner (11 Sep 2009 to 12 Oct 2019)
  • CF11 Money Laundering Reporting (11 Sep 2009 to 12 Oct 2019)
  • CF10 Compliance Oversight (11 Sep 2009 to 12 Oct 2019)

No changes recorded yet.