Neil Warrender

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Roycian Ltd (no longer approved here)

    FRN 955935

    • [FCA CF] Significant management (22 Aug 2022 to 5 Dec 2024)
  • Yellowstone Advisory Limited (no longer approved here)

    FRN 807276

    • [FCA CF] Significant management (16 Feb 2022 to 15 Jan 2024)
    • [PRA CF] Key function holder (9 Dec 2019 to 16 Feb 2022)
  • IM GLOBAL PARTNER UK LTD (no longer approved here)

    FRN 927232

    • [FCA CF] Significant management (4 May 2021 to 30 Jan 2024)
  • DBG MARKETS (UK) LLP (no longer approved here)

    FRN 469459

    • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2021)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • CF11 Money Laundering Reporting (6 Jan 2009 to 11 Nov 2019)
    • CF4 Partner (6 Jan 2009 to 12 Oct 2019)
    • CF10 Compliance Oversight (6 Jan 2009 to 12 Oct 2019)
  • Beetle Capital Partners LLP (no longer approved here)

    FRN 481493

    • [FCA CF] Significant management (9 Dec 2019 to 19 Jan 2024)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • LCM Capital LLP (no longer approved here)

    FRN 534658

    • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2022)
  • Option Solutions LLP (no longer approved here)

    FRN 599220

    • [PRA CF] Key function holder (9 Dec 2019 to 16 Jan 2024)
  • Link Financial Outsourcing Limited (no longer approved here)

    FRN 606817

    • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2023)
  • Generation Alfa Limited (no longer approved here)

    FRN 610684

    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2024)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • AKEREOS CAPITAL LTD (no longer approved here)

    FRN 760861

    • [FCA CF] Significant management (9 Dec 2019 to 22 Jan 2024)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
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Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.