Date authorised
25 July 2022
Companies House
09076844
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    119 Park Road
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 1HX
    UNITED KINGDOM
    Phone
    +447989977213
  • Complaints Contact

    119 Park Road
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 1HX
    UNITED KINGDOM
    Phone
    +447989977213

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Investment Setup

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Derek Graham Huse

    IRN DGH01081

    • SMF16 Compliance Oversight (since 25 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jul 2022)
    • SMF1 Chief Executive (since 25 Jul 2022)
    • SMF3 Executive Director (since 25 Jul 2022)
  • Neil Warrender

    IRN NRW01052

    • [FCA CF] Significant management (22 Aug 2022 to 5 Dec 2024)
  • Nichola Ann Human

    IRN NAH01118

    • [FCA CF] Significant management (since 19 Jan 2024)
  • Sam Galuszka

    IRN SXG00553

    • [FCA CF] Client dealing (22 Aug 2022 to 31 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.