Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Roycian Ltd

    FRN 955935

    • SMF1 Chief Executive (since 25 Jul 2022)
    • SMF3 Executive Director (since 25 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jul 2022)
    • SMF16 Compliance Oversight (since 25 Jul 2022)
    • [FCA CF] Client dealing (since 9 Mar 2020)
    • CF30 Customer (23 Apr 2020 to 11 Nov 2020)
    • CF3 Chief Executive (AR) (23 Apr 2020 to 11 Nov 2020)
    • CF1 Director (AR) (23 Apr 2020 to 11 Nov 2020)
  • Oakley Capital Limited (no longer approved here)

    FRN 195029

    • CF30 Customer (4 Apr 2012 to 8 Jan 2015)

Recent activity

Updates to this individual's record on the FCA register.

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