Oakley Capital Limited

• Principal Place of Business

  60 Sloane Avenue

  London

  SW3 3DD

  UNITED KINGDOM

  Phone

  +4402077666900

  Web

  https://oakleycapital.com

• Complaints Contact

  60 Sloane Avenue

  London

  SW3 3DD

  UNITED KINGDOM

  Phone

  +4402077666900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Aaron Kienwald Von Markhof

  IRN AXK00142

  • [FCA CF] Significant management (since 20 Jul 2020)
  • SMF16 Compliance Oversight (20 Jul 2023 to 9 Jul 2025)
• Adrian Thomas Wakelin Harris

  IRN ATH01067

  • CF30 Customer (3 Feb 2015 to 20 Jan 2016)
• Aled Homer

  IRN AXH01849

  • [FCA CF] Client dealing (13 Aug 2025 to 14 Aug 2025)
• Alexander Charles William Arnold

  IRN AXA08412

  • SMF17 Money Laundering Reporting Officer (MLRO) (20 Jul 2023 to 9 Jul 2025)
• Alexander Fiske Collins

  IRN AXC01455

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (17 Aug 2007 to 31 Oct 2007)
• Alexander Olivier Thomas Beaudet

  IRN AOB01020

  • CF30 Customer (30 Jan 2017 to 1 May 2018)
• Amjid Hussain Zaman

  IRN AXZ01265

  • SMF3 Executive Director (since 23 Dec 2024)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (23 Sep 2024 to 10 Jan 2025)
• Andre Vigen Sarvarian

  IRN AVS01034

  • CF30 Customer (6 Feb 2014 to 17 Oct 2014)
• Andrew James Poole

  IRN AJP01408

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2026)
  • SMF16 Compliance Oversight (since 16 Jan 2026)
• Anna Elizabeth Simpson

  IRN AXS00349

  • [FCA CF] Client dealing (since 30 Nov 2020)

• Oakley Capital CF Limited (no longer appointed)

  FRN 746591 · Appointed 10 May 2016 · Until 1 May 2018

• Oakley Advisory Limited (no longer appointed)

  FRN 697853 · Appointed 21 May 2015 · Until 1 May 2018

• K J Costa Advisory Ltd (no longer appointed)

  FRN 572907 · Appointed 22 Dec 2014 · Until 2 Aug 2018

• K J Costa Advisory Ltd (no longer appointed)

  FRN 572907 · Appointed 18 Jan 2012 · Until 4 Feb 2014 · Tied agent

No changes recorded yet.