Andrew James Poole

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oakley Capital Limited
FRN 195029
- SMF16 Compliance Oversight (since 16 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2026)
PROfounders Capital Partners Limited
FRN 997987
- SMF16 Compliance Oversight (since 16 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2026)
Ares Management Limited (no longer approved here)
FRN 455547
- CF10a CASS Oversight function (14 Mar 2016 to 1 Apr 2016)
- CF11 Money Laundering Reporting (2 Apr 2014 to 1 Apr 2016)
- CF10 Compliance Oversight (2 Apr 2014 to 1 Apr 2016)
Ares Management UK Limited (no longer approved here)
FRN 613497
- CF10 Compliance Oversight (22 Jul 2014 to 1 Apr 2016)
- CF11 Money Laundering Reporting (22 Jul 2014 to 1 Apr 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.