Oakley Capital Limited

• Principal Place of Business

  60 Sloane Avenue

  London

  SW3 3DD

  UNITED KINGDOM

  Phone

  +4402077666900

  Web

  https://oakleycapital.com

• Complaints Contact

  60 Sloane Avenue

  London

  SW3 3DD

  UNITED KINGDOM

  Phone

  +4402077666900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Anthony Richard Yaneza

  IRN ARY01010

  • CF30 Customer (13 May 2014 to 1 May 2018)
• Arnaud Pierre Bernard De Cremiers

  IRN APD01066

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2023)
  • CF30 Customer (5 Feb 2019 to 8 Dec 2019)
• Arthur Gerald Mornington

  IRN AXM02514

  • [FCA CF] Material risk taker (since 23 Sep 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 May 2017 to 8 Dec 2019)
• Axel Niemann

  IRN AXN01105

  • CF26 Customer Trading (12 Mar 2003 to 30 Nov 2004)
• Caroline Daniele Marie Abensour

  IRN CDA01034

  • CF30 Customer (16 Apr 2008 to 4 Oct 2012)
• Catherine Cressida Nnyanzi

  IRN CCN01025

  • SMF16 Compliance Oversight (22 Aug 2025 to 30 Nov 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (22 Aug 2025 to 30 Nov 2025)
• Charlotte Woltz Bell

  IRN CXW00380

  • [FCA CF] Client dealing (since 15 Nov 2021)
• Christian James Foxton Craggs

  IRN CJC01305

  • CF30 Customer (5 Jan 2015 to 1 May 2018)
• Christian Matthew Maher

  IRN CMM01081

  • CF1 Director (AR) (22 Jun 2015 to 1 May 2018)
  • CF30 Customer (1 Nov 2007 to 1 May 2018)
  • CF21 Investment Adviser (23 Aug 2007 to 31 Oct 2007)
• Christopher Alexander Parkinson

  IRN CAP01058

  • CF30 Customer (16 Apr 2008 to 23 Jul 2010)

• Oakley Capital CF Limited (no longer appointed)

  FRN 746591 · Appointed 10 May 2016 · Until 1 May 2018

• Oakley Advisory Limited (no longer appointed)

  FRN 697853 · Appointed 21 May 2015 · Until 1 May 2018

• K J Costa Advisory Ltd (no longer appointed)

  FRN 572907 · Appointed 22 Dec 2014 · Until 2 Aug 2018

• K J Costa Advisory Ltd (no longer appointed)

  FRN 572907 · Appointed 18 Jan 2012 · Until 4 Feb 2014 · Tied agent

No changes recorded yet.