Arthur Gerald Mornington

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oakley Capital Limited
FRN 195029
- [FCA CF] Material risk taker (since 23 Sep 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (24 May 2017 to 8 Dec 2019)
Charterhouse GP LLP (no longer approved here)
FRN 630422
- CF30 Customer (13 Jan 2015 to 3 Feb 2017)
- CF4 Partner (13 Jan 2015 to 22 Mar 2016)
Charterhouse Capital Partners LLP (no longer approved here)
FRN 230721
- CF30 Customer (10 Nov 2010 to 3 Feb 2017)
- CF4 Partner (12 Nov 2007 to 3 Feb 2017)
Charterhouse General Partners (IX) Limited (no longer approved here)
FRN 122148
- CF30 Customer (11 Dec 2007 to 3 Feb 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.