Oakley Capital Limited

Date authorised
1 April 2013
Companies House
04091922
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    60 Sloane Avenue
    London
    SW3 3DD
    UNITED KINGDOM
    Phone
    +4402077666900
    Web
    https://oakleycapital.com

  • Complaints Contact

    60 Sloane Avenue
    London
    SW3 3DD
    UNITED KINGDOM
    Phone
    +4402077666900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Godsmark

    IRN CXG01138

    • CF1 Director (AR) (15 Jun 2015 to 1 May 2018)
    • CF30 Customer (1 Nov 2007 to 1 May 2018)
    • CF21 Investment Adviser (23 Aug 2007 to 31 Oct 2007)
  • Christopher Michael Brooks

    IRN CMB01093

    • CF30 Customer (28 Mar 2012 to 18 Apr 2016)
  • Christy York

    IRN CXY01015

    • CF30 Customer (31 Mar 2010 to 23 Feb 2011)
    • CF11 Money Laundering Reporting (31 Mar 2010 to 23 Feb 2011)
    • CF10 Compliance Oversight (31 Mar 2010 to 23 Feb 2011)
  • Clare Pauline Flynn

    IRN CPF01016

    • CF27 Investment Management (3 Jul 2003 to 31 Aug 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 22 Mar 2004)
    • CF3 Chief Executive (1 Dec 2001 to 22 Mar 2004)
    • CF1 Director (1 Dec 2001 to 31 Aug 2004)
  • Connor Michael Maloney

    IRN CMM01059

    • CF27 Investment Management (6 Feb 2003 to 22 Aug 2005)
  • Daniel James Havercroft

    IRN DJH01383

    • CF30 Customer (5 Jul 2013 to 1 May 2018)
  • David Goulden Brickell

    IRN DGB01094

    • [FCA CF] Material risk taker (since 23 Sep 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Apr 2014 to 8 Dec 2019)
  • David John Rogers

    IRN DJR01321

    • CF30 Customer (30 Dec 2014 to 3 Jul 2017)
  • David John Till

    IRN DXT01187

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Jul 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Jul 2023)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (28 Mar 2007 to 31 Oct 2007)
    • CF13 Finance (28 Jun 2005 to 31 Oct 2007)
    • CF1 Director (28 Jun 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Jun 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Jun 2005 to 8 Dec 2019)
  • David Wolfson Of Sunningdale

    IRN DXW01263

    • CF2 Non Executive Director (1 Dec 2001 to 21 Mar 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.