Christy York

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (18 Jul 2012 to 4 Nov 2014)
  • TRG Management UK LLP (no longer approved here)

    FRN 516015

    • CF4 Partner (27 Aug 2010 to 13 Sep 2011)
    • CF10 Compliance Oversight (27 Aug 2010 to 13 Sep 2011)
    • CF11 Money Laundering Reporting (27 Aug 2010 to 13 Sep 2011)
    • CF30 Customer (27 Aug 2010 to 13 Sep 2011)
  • Oakley Capital Limited (no longer approved here)

    FRN 195029

    • CF30 Customer (31 Mar 2010 to 23 Feb 2011)
    • CF10 Compliance Oversight (31 Mar 2010 to 23 Feb 2011)
    • CF11 Money Laundering Reporting (31 Mar 2010 to 23 Feb 2011)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 9 Apr 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 17 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.