Oakley Capital Limited

• Principal Place of Business

  60 Sloane Avenue

  London

  SW3 3DD

  UNITED KINGDOM

  Phone

  +4402077666900

  Web

  https://oakleycapital.com

• Complaints Contact

  60 Sloane Avenue

  London

  SW3 3DD

  UNITED KINGDOM

  Phone

  +4402077666900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Derek Graham Huse

  IRN DGH01081

  • CF30 Customer (4 Apr 2012 to 8 Jan 2015)
• Edgar Alexander Allen

  IRN EAA01008

  • CF27 Investment Management (1 Dec 2001 to 22 Apr 2004)
• Eurof Thomas Uppington

  IRN ETU01000

  • CF27 Investment Management (17 Aug 2002 to 22 Aug 2003)
• Fabio Cortes

  IRN FXC01180

  • CF30 Customer (13 Jul 2010 to 30 Jun 2013)
• Georgina Sarah Cadbury

  IRN GSC01058

  • CF30 Customer (1 Nov 2007 to 27 Mar 2017)
  • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
• Guy Hayward-Cole

  IRN GDH01040

  • CF30 Customer (11 Dec 2012 to 4 Dec 2013)
• James Edwin Chapman-Andrews

  IRN JEC01256

  • CF30 Customer (11 Jul 2013 to 1 May 2018)
• James Ernest Isola

  IRN JXI00035

  • [FCA CF] Client dealing (since 23 Sep 2021)
• James Hugh Mills

  IRN JHM01119

  • CF30 Customer (20 Feb 2012 to 31 Dec 2014)
• James Nii-Lante Hutton-Mills

  IRN JXH01394

  • CF27 Investment Management (24 Feb 2004 to 31 Dec 2004)

• Oakley Capital CF Limited (no longer appointed)

  FRN 746591 · Appointed 10 May 2016 · Until 1 May 2018

• Oakley Advisory Limited (no longer appointed)

  FRN 697853 · Appointed 21 May 2015 · Until 1 May 2018

• K J Costa Advisory Ltd (no longer appointed)

  FRN 572907 · Appointed 22 Dec 2014 · Until 2 Aug 2018

• K J Costa Advisory Ltd (no longer appointed)

  FRN 572907 · Appointed 18 Jan 2012 · Until 4 Feb 2014 · Tied agent

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