Edgar Alexander Allen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

High Ground Investment Management LLP
FRN 843467
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (25 Sep 2019 to 8 Dec 2019)
- CF4 Partner (25 Sep 2019 to 8 Dec 2019)
TCI FUND MANAGEMENT LIMITED (no longer approved here)
FRN 684923
- CF30 Customer (29 Jun 2015 to 9 Oct 2015)
Oakley Capital Limited (no longer approved here)
FRN 195029
- CF27 Investment Management (1 Dec 2001 to 22 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.