TCI FUND MANAGEMENT LIMITED

• Principal Place of Business

  7 Clifford Street

  London

  W1S 2FT

  UNITED KINGDOM

  Phone

  +442070257613

  Web

  https://www.tcifund.com

• Complaints Contact

  7 Clifford Street

  London

  W1S 2FT

  UNITED KINGDOM

  Phone

  +442070257613

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Francis Baring

  IRN AFB01041

  • CF4 Partner (AR) (since 8 Aug 2019)
  • CF30 Customer (since 29 Jun 2015)
• Angus Derrick Murray Milne

  IRN ADM01196

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (14 Jul 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (29 Jun 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (29 Jun 2015 to 8 Dec 2019)
• Benjamin Maurice Walker

  IRN BMW01015

  • CF30 Customer (since 19 Jun 2019)
  • CF4 Partner (AR) (since 29 May 2019)
  • CF30 Customer (29 Jun 2015 to 29 May 2019)
• Brett Elizabeth Ellison

  IRN BEE01007

  • CF30 Customer (24 Apr 2017 to 11 Oct 2017)
• Bronwyn Myfanywy Owen

  IRN BMO01026

  • CF30 Customer (29 Jun 2015 to 8 Dec 2019)
• Christopher Anthony Hohn

  IRN CAH01088

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF30 Customer (29 Jun 2015 to 8 Dec 2019)
  • CF3 Chief Executive (29 Jun 2015 to 8 Dec 2019)
  • CF1 Director (29 Jun 2015 to 8 Dec 2019)
• Christopher Townend

  IRN CXT01308

  • [FCA CF] Client dealing (6 Apr 2022 to 11 Apr 2023)
  • CF4 Partner (AR) (7 Aug 2019 to 29 Nov 2024)
  • CF30 Customer (29 Jun 2015 to 4 Mar 2021)
• Dennis Nadarajah

  IRN DXN01072

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (AR) (8 Aug 2019 to 28 Feb 2025)
  • CF30 Customer (29 Jun 2015 to 28 Feb 2025)
• Edgar Alexander Allen

  IRN EAA01008

  • CF30 Customer (29 Jun 2015 to 9 Oct 2015)
• Fay Friedman

  IRN FXF01186

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2022)
  • CF30 Customer (9 May 2017 to 8 Dec 2019)

• AVE Advisory GmbH

  FRN 998850 · Appointed 30 Jun 2023

• AVE Capital Limited

  FRN 709851 · Appointed 10 Jul 2015

• TCI Advisory Services LLP

  FRN 709485 · Appointed 7 Jul 2015

• TCI Real Estate Partners Limited

  FRN 630092 · Appointed 7 Jul 2015

No changes recorded yet.