Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Houlihan Lokey UK Limited (no longer approved here)

    FRN 792919

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Apr 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Apr 2024)
    • CF30 Customer (1 May 2018 to 8 Dec 2019)
  • Oakley Capital Limited (no longer approved here)

    FRN 195029

    • CF30 Customer (5 Jul 2013 to 1 May 2018)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 10 Dec 2008)
    • CF21 Investment Adviser (10 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.