Houlihan Lokey UK Limited

• Principal Place of Business

  1 Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

  Web

  https://www.hl.com

• Complaints Contact

  One Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Sivner

  IRN ABS01070

  • [FCA CF] Client dealing (since 1 Oct 2024)
• Adeolu Adegboyega Adesola

  IRN AAA01363

  • [FCA CF] Client dealing (since 30 Apr 2024)
• Aditi Singh

  IRN AXS00997

  • [FCA CF] Client dealing (since 18 Nov 2025)
• Adrian Reed

  IRN AJR01193

  • [FCA CF] Client dealing (since 1 Oct 2024)
• Adrian Schlegtendal

  IRN AXS05019

  • [FCA CF] Client dealing (since 1 Oct 2024)
• Albert Sung

  IRN AXS01647

  • [FCA CF] Client dealing (1 Apr 2024 to 3 Sep 2024)
• Alejandro Arturo Serrano Leo

  IRN AXS05304

  • [FCA CF] Client dealing (since 3 Oct 2024)
• Alejandro Castro Gil-Robles

  IRN AXC00892

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Aleksandra Chadam

  IRN AXC00751

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Alessandro Gelfi

  IRN AXG00177

  • [FCA CF] Client dealing (9 Dec 2019 to 21 May 2021)

No changes recorded yet.